Word To The Wise: Advanced Health Care Directives: Is the Right to Say “No” Honored?

medicalBy E. Roberts Musser

There was a recent article that appeared in the Journal of the American Geriatrics Society (JAGS December 2011-Vol. 59, NO. 12 Autonomy When Doctors and Daughters Disagree), in regard to the limitations of advanced health care directives (AHCDs).  A case study cited in the article is illustrative of the difficulties inherent in these problematic legal documents.

An 83 year old woman with multiple and massive health problems, completed a legal advanced directive at her primary care physician’s office, expressing a wish to forgo intubation and any attempted cardiopulmonary resuscitation should the need arise.  Once this elderly lady did become acutely ill, she was rushed to the emergency room for medical treatment.  Emergency personnel asked the family for permission to intubate, and the woman’s two daughters agreed.  This was done despite the patient’s previously expressed wishes to the contrary, which all parties were well aware of.

Worse yet, when the woman overheard she was to be intubated, she became quite agitated.  The elder signaled “no” by moving her index finger back and forth, making sounds like “nuh-nuh”.  Nevertheless, the poor woman was indeed intubated and later admitted to the intensive care unit (ICU).  The primary care physicians, ICU staff, and ethics committee subsequently met with the family.  The two daughters insisted on continued ventilatory support, and if the heart ceased to function persisted there should be some attempt at resuscitation.  At one point hemodialysis was instituted as well.

After an agonizing 22 days of highly burdensome/gruesome medical treatment, the woman was finally asked by her daughters if she wanted to be taken off the respirator.  When their mother clearly indicated she had more than enough and mouthed “I love you” to her loved ones, the daughters finally acquiesced.  The woman was then taken off the ventilator and peacefully died within less than an hour.

What is so frustrating about this specific situation is that the patient clearly stated to her primary care physician “I don’t want extended medical treatment or a breathing machine.  My sister was on the machine.  I don’t want any of that…”  But more revealing was her next comment, “I do not want you to tell my daughters because they would not understand.”  Ultimately this would turn out to be a very unwise decision, as well as prophetic statement.

The primary care physician later said, “We believed that our patient knew what she was talking about and expressed a genuine preference for how she wished to be treated.  We completed all the necessary formalities in documenting her wishes to forgo intubation and attempts at resuscitation.  We completed her do not resuscitate/do not intubate (DNR/DNI) forms and the emergency medical service forms, which are legally valid in the ambulance and emergency department.

Thereafter, one of the daughters took it upon herself to destroy the woman’s DNR/DNI.  The intrusive daughter explained as follows: “…I went to her house and she had a DNR/DNI form on the refrigerator.  I said, ‘Do you know what this is?  If you have this on your refrigerator and someone walks in here, and you pass out and [call] 911, the ambulance comes in here and they see this form on the refrigerator, they are not going to try to bring you back if you are dying, you are just going to die because you got this form here and you already signed this form.  This is what the form is.  You do not need this.’ I took it off the refrigerator and tore it up.  They do not explain to you in English what is going on, and these little old people do not understand.  They should explain it in a way that they do understand and know what they are talking about.”

The other daughter, while in the emergency room, recalled, “The doctor approached me and said, ‘I need your permission to put her on the ventilator.’ I didn’t have time to think.  You know, seeing her turning gray, I just said okay.  I thought maybe if they put her on tonight, maybe she’ll come off tomorrow, and that’s the way I was thinking.” Her sister (the one who tore up her mother’s DNR/DNI) responded by stating, “I’m glad my sister made the decision to put her on [the ventilator], because my family got a chance, everybody got a chance to see her alive.”

The emergency room doctor noted in retrospect that, “[This case] falls into a gray zone, where, while the DNR/DNI orders remain respected, we are faced with a possibly reversible clinical condition…  At that point, it is difficult to stand there and let the patient slip away, knowing that ‘perhaps it is just a pneumonia that could be cured with antibiotics and a couple of days of life support.  After all, this is why I am here, to help save lives and make people feel better’.  So in that moment, the DNR/DNI form may become a ‘relative’ item, and abiding by it might shake the sense of purpose of the emergency room physician, for whom this decision ends up becoming a suffered one, as we physicians come with our own cultural and religious background, education, and personal problems, which whether we like it or not, influence our decisions.  So, if the patient comes alone, and no family can be reached, his or her DNR/DNI form will hold, but if a patient comes with family and is incapacitated, then the family makes the decision regardless of his DNR/DNI status, after the doctor has provided them with a rational and logical explanation.  I must say that, as long as the patient was wagging her finger, she did not get any intubation.  That came after she became unresponsive and because obviously her daughters were not ready to see their mother go.  I am not denying or abdicating responsibility, but because of the sense of tragedy present, because of the courtesy I believe we owe another human being in that moment of tragedy, because there had to be a sense of closure for the family in that moment, I had to ask the question ‘What should I do now?  Do you want me to continue or should I stop?’  And her daughters, with whom I had been able to establish very good rapport, decided to go on.  Was that a bad decision, because retrospectively things did not work out?  A bad decision because it was ethically wrong?  What type of decision would it have been if, three days later, she had been extubated successfully?  I don’t know the answer.”

The ethics article itself, written from a doctor’s perspective, understandably equivocates and in my opinion wrongly concludes, “The final lesson learned is that medical providers should humbly accept the many limitations of advance directives and the inappropriateness of a legalistic model.  Doing so with open minded awareness and good will, rather than a fixed belief in the rightness and authority of an advance directive, physicians may find it easier to create an alliance with family members in seeking through dialogue how best to care for a vulnerable, perhaps dying, patient.

The telling portion of the statement is, “physicians may find it EASIER to create an alliance with family members“.  To my mind the implication is the patient’s wishes are not part and parcel of the physician’s equation, if the patient’s family happens to be present at the time of emergency treatment.  While I understand the laudable concept of possible recovery, in this particular case we are not talking about someone with lots of years left to live.  The fact of the matter is, the woman was 83 years old and had various and dire medical complications, including diabetes, high blood pressure, stroke, heart disease, heart failure, renal insufficiency, both a gall bladder and liver drain, chronic bronchitis, and amputation.  At what point has medical intervention reached the level of “enough is enough” and become “cruel and unusual punishment”?  Here it seems that point had long past arrived.  The physician did not seem to be thinking about the patient, but of the family’s need to keep their mother alive at all costs, even if that meant making the patient miserable in the process.

Death and dying is not an easy experience.  For many patients it is painful/wretched beyond belief. Medical science should not be in the business of prolonging life beyond what the patient’s wishes are, in a circumstance like this.  In the final analysis, it seems this was more about the comfort level of the doctor and family members than it was about the comfort level of the patient.

Lesson to be learned:  Everyone should have an advanced health care directive in place; and should make sure anyone chosen as health care agent not only understands the person’s wishes, but agrees to honor those wishes.

Elaine Roberts  Musser is an attorney who concentrates her efforts on elder law and aging issues, especially in regard to consumer affairs.  If you have a comment or particular question or topic you would like to see addressed in this column, please make your observations at the end of this article in the comment section.

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12 comments

  1. Elaine

    Excellent article

    “Lesson to be learned:  Everyone should have an advanced health care directive in place; and should make sure anyone chosen as health care agent not only understands the person’s wishes, but agrees to honor those wishes.”

    I cannot stress enough the importance of this conclusion. Through the years, I have heard many case conferences in which this last step of ensuring that family members all had the same understanding and were willing to honor the patients wishes was not taken with horrifying consequences. Our culture in general and our medical culture in particular has an emphasis on “saving people” as though death were not a normal and natural part of the process of life. It is very difficult for doctors to overcome this bias, and thus critical that patients make their wishes explicitly clear, not only to their doctor, on the appropriate forms usually kept on or conspicuously in the refrigerator, but also to all likely caregivers in advance.

  2. [quote]Our culture in general and our medical culture in particular has an emphasis on “saving people” as though death were not a normal and natural part of the process of life. It is very difficult for doctors to overcome this bias, and thus critical that patients make their wishes explicitly clear, not only to their doctor, on the appropriate forms usually kept on or conspicuously in the refrigerator, but also to all likely caregivers in advance. [/quote]

    Thanks for weighing in on this issue. I was hoping you would, since you are a member of the medical profession. What struck me the most about the doctor’s comments was the clear statement of his bias “After all, this is why I am here, to help save lives and make people feel better”. I don’t think this doctor was comfortable with the idea of carrying out the patient’s wishes in the face of the family’s opposition, and in the face of his own profession’s Hippocratic Oath. I could have better understood his reluctance had this been a 50 year old woman with the possibility of lots of years of life left to live. But in this situation, the woman was 83 and almost half dead as it was – look at the massive health procedures/problems she had already, extraordinary procedures (liver and gall bladder drain, amputation) that had been instituted to prolong what was clearly a life with seriously deteriorating quality.

    And I have to wonder where the ethics committee was coming from in a case like this. Would you care to explain how ethics committees work? Because it seems as if they abysmally failed in their duties here, to override the ER doctor’s decision to intubate/resuscitate…

  3. Thanks, Elaine, for this important reminder. A public radio story last week noted that Oregon has developed an extensive series of decision forms, available online. The decisions are so hard for children to make–let alone for the conflicted physicians to help in any affirmative way–without clear instructions from us. Kaiser has our paperwork on file; the kids agree now, but how difficult will it be for them to actually face the situation with us?

  4. [quote]Kaiser has our paperwork on file; the kids agree now, but how difficult will it be for them to actually face the situation with us?[/quote]

    It would be a lot more difficult for them if you didn’t have those papers on file! And as medwoman points out, death is a part of life. Not a pleasant part, but a necessary part. Death makes room for the next generation, frankly. We were not meant to live forever – which it seems the medical profession is almost trying to achieve at times!

    The medical profession can be a great help in the process of dying. When I was in the hospital for an operation, I was in a ward with seriously ill patients. One died while I was there. It was heartbreaking to watch the family members react, but nurses handled it beautifully. Grieving is a natural human process that is necessary to do through for most people. And, quite frankly, it can be character building, if that makes any sense.

  5. [quote]Thanks Elaine, good article. Every time I hear it, it helps it sink in a little better, because it is a hard subject/concept.[/quote]

    LOL This reminds me of a recent experience I had. My parents, in their eighties, asked my children to “pick out” what they wanted to inherit from the treasure trove of my folks personal items. One of my children was very uncomfortable with this process, but I encouraged her to do it, as it would make my parents happy to think she had something to remember them by. My daughter got over her angst, and made her choices. Death and its repercussions need to be discussed long before a death would be expected to occur. It is easier on your loved ones if you PREPARE for the eventuality of death with an advanced health care directive, a power of attorney and a will/trust. Do it now, before it is too late!

  6. Elaine: What happens in a case when a patient never signed an Advanced Healthcare Directive and that patient has severe dementia and is intellectually unable to speak for himself? Will the doctors accede to the wishes of the patient’s family, assuming the family members are in agreement? Or do the doctors make all the calls, regardless of the patient’s family’s advice?

  7. [quote]Elaine: What happens in a case when a patient never signed an Advanced Healthcare Directive and that patient has severe dementia and is intellectually unable to speak for himself? Will the doctors accede to the wishes of the patient’s family, assuming the family members are in agreement? Or do the doctors make all the calls, regardless of the patient’s family’s advice?[/quote]

    I suspect the doctors, in a situation where there is no AHCD and the family is available, would accede to the family’s wishes – up to a point. Remember the Terry Schaivo case? If the medical care becomes too costly, the doctors may step in and stop any more extraordinary measures, but the circumstances would probably have to be extreme. But my guess is it will also depend on the person’s health insurance/the ability to pay…

  8. Rifkin

    Typically the family members wishes are taken into account in such a case. There are two cases where it is relatively straight forward. If one child has the power of attorney with this having been established while the patient was of sound mind or in the case where the family is in agreement. Where things get sticky is if the family is not in agreement. I have not yet personally seen a case where the doctors did not honor the family wishes in such a circumstance. The difficulty arises when the family cannot agree on the best course of action.

    Part of the problem in the scenario ldescribed here is the woman’s lack of ability to be honest with her family thus setting up the basis for the conflict. And all of this discussion still does not address the role of the doctors moral view point which can at times be critical to how he or she portrays the often medically complicated and unpredictable situation to the family. To say nothing of the medical legal and political ramifications as we are currently seeing played out nationally with regard to women’s health care decisions and who has the right to choose and refuse.

  9. [quote]Part of the problem in the scenario ldescribed here is the woman’s lack of ability to be honest with her family thus setting up the basis for the conflict. And all of this discussion still does not address the role of the doctors moral view point which can at times be critical to how he or she portrays the often medically complicated and unpredictable situation to the family.[/quote]

    I think you’ve hit on the two critical issues in this story:
    1) the woman’s failure to include her family in discussions about what she wanted/did not want;
    2) the doctor’s unwillingness to put the patient’s need above that of opposing family views, and his own view that he is there to “save lives” and does not have a duty to help a patient die with dignity.

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